About Jonathan P. Gabriel

Mr. Gabriel is a seasoned securities and banking executive who combines financial analysis skills with decades of hands on management of investment services businesses inside financial institutions. He has been a senior executive at two savings banks, chief operating officer of the then largest third party broker-dealer supporting financial institutions, and president of two large bank broker-dealers, and has directed the creation of several broker dealers.

Mr. Gabriel leads the firm’s due diligence practice, conducting due diligence on broker dealers and Third Party Asset Management Platforms (TAMPs), and has consulted for a large RIA platform provider and a major clearing firm, and for banks and credit unions on the decision to form a broker dealer. He has contributed to the firm’s research on industry trends and evaluation of annuity processing platforms and advisory offerings.

Mr. Gabriel has a

BS in Economics from the Wharton School, University of Pennsylvania and has held Series 4, 7, 24, 27, 53, 65, and 79 FINRA securities registrations.